| 30 Sept 2026 | SEC | SEC obtained final judgments against three BitConnect promoters for selling unregistered lending program securities and acting as unregistered brokers. | Civil action | $2.7m penalty |
| 23 Jan 2026 | SEC | SEC filed a joint stipulation to dismiss with prejudice its civil action against Gemini Trust Company over the Gemini Earn program. | Other action | — |
| 08 May 2025 | SEC | SEC filed a settlement agreement with Ripple and two executives to resolve its civil case, cutting the $125M penalty to $50M paid to the SEC. | Settlement | $50.0m penalty |
| 02 May 2025 | SEC | SEC dismissed with prejudice its civil enforcement action against a crypto promoter, citing its reformed approach to crypto regulation. | Other action | — |
| 30 Apr 2025 | SEC | SEC dismissed with prejudice its civil enforcement action against Dragonchain entities and its founder via joint stipulation. | Other action | — |
| 27 Mar 2025 | SEC | The SEC filed a joint stipulation with Kraken to dismiss, with prejudice, its civil enforcement action against the exchange. | Other action | — |
| 27 Mar 2025 | SEC | The SEC filed a joint stipulation to dismiss with prejudice its civil enforcement action against Consensys Software Inc. | Other action | — |
| 27 Mar 2025 | SEC | SEC filed a joint stipulation to dismiss with prejudice its civil enforcement action against crypto firm Cumberland DRW LLC. | Other action | — |
| 27 Feb 2025 | SEC | The SEC filed a joint stipulation to dismiss its civil enforcement action against Coinbase Inc. and Coinbase Global Inc. | Other action | — |
| 26 Feb 2025 | SEC | A court entered a consented final judgment against a blockchain company founder and Opporty International over an unregistered, misleading ICO. | Settlement | $100,000 penalty |
| 27 Jan 2025 | DOJ | KuCoin operator Peken Global pled guilty to operating an unlicensed money transmitting business and agreed to pay over $297 million. | Guilty plea | $297.0m penalty |
| 18 Jan 2025 | SEC | SEC sued Nova Labs alleging unregistered crypto asset offerings and false claims about companies using its wireless network. | Civil action | — |
| 15 Jan 2025 | SEC | SEC obtained a final judgment ordering Abra to pay a $1.65 million penalty over its unregistered crypto lending product Abra Earn. | Settlement | $1.6m penalty |
| 10 Oct 2024 | SEC | SEC sued Cumberland DRW for allegedly operating as an unregistered dealer in over $2 billion of crypto asset securities. | Civil action | $2.00bn |
| 02 Oct 2024 | SEC | Rari Capital and its three co-founders consented to final judgments over unregistered crypto pool offerings and misleading yield claims. | Settlement | $63,568 penalty |
| 27 Sept 2024 | SEC | SEC settled charges against Mango DAO, Blockworks Foundation and Mango Labs over unregistered MNGO token sales and broker activity. | Settlement | $700,000 penalty |
| 24 Sept 2024 | CFTC | CFTC charged four online binary options platforms offering crypto-based products with failing to register as futures commission merchants. | Civil action | — |
| 12 Sept 2024 | SEC | eToro USA settled SEC charges of operating an unregistered broker and clearing agency for crypto trading, paying a $1.5 million penalty. | Settlement | $1.5m penalty |
| 04 Sept 2024 | CFTC | Uniswap Labs settled CFTC charges that it illegally offered leveraged digital asset tokens to retail users, paying a $175,000 penalty. | Settlement | $175,000 penalty |
| 26 Aug 2024 | SEC | SEC filed settled charges against Abra for unregistered offers and sales of its Abra Earn crypto lending product and operating as an unregistered investment company. | Settlement | $600.0m |
| 01 Jul 2024 | SEC | SEC sued Consensys Software alleging unregistered securities offers via MetaMask Staking and operating as an unregistered broker. | Civil action | — |
| 12 Jun 2024 | SEC | SEC obtained a court order enforcing an investigative subpoena to the issuer of LGBCoin, denying his petition to quash. | Other action | — |
| 23 May 2024 | SEC | A federal court granted the SEC partial summary judgment finding a crypto influencer sold SPRK tokens in an unregistered securities offering. | Civil action | $5.0m |
| 13 May 2024 | CFTC | CFTC settled charges against Falcon Labs for acting as an unregistered FCM giving U.S. customers access to crypto derivatives platforms. | Settlement | $589,504 penalty |
| 07 May 2024 | DOJ | Former CEO of crypto futures exchange Digitex Futures pleaded guilty to causing Bank Secrecy Act violations by skipping an AML program. | Guilty plea | — |
| 02 Apr 2024 | DOJ | A Miami crypto exchanger was sentenced to 57 months for running an unlicensed money transmitting business that converted drug proceeds. | Sentence | $5.0m forfeiture |
| 26 Mar 2024 | CFTC | CFTC filed a civil action charging KuCoin operators with running an unregistered crypto derivatives exchange and lacking KYC. | Civil action | — |
| 26 Mar 2024 | DOJ | KuCoin and two of its founders were criminally charged with Bank Secrecy Act and unlicensed money transmission offenses. | Criminal charge | $5.00bn laundering |
| 19 Mar 2024 | SEC | Genesis Global Capital agreed to pay a $21 million penalty to settle SEC charges over unregistered sales via the Gemini Earn crypto lending program. | Settlement | $21.0m penalty |
| 13 Mar 2024 | DOJ | A California cryptocurrency exchanger pleaded guilty to operating an unlicensed money transmitting business and agreed to forfeit $1.3M. | Guilty plea | $1.3m forfeiture |
| 13 Feb 2024 | DOJ | The CEO of crypto futures exchange Digitex Futures was charged with causing it to violate the Bank Secrecy Act by lacking an AML program. | Criminal charge | — |
| 07 Feb 2024 | SEC | TradeStation Crypto agreed to pay a $1.5 million SEC penalty to settle charges of offering an unregistered crypto lending product. | Settlement | $1.5m penalty |
| 29 Jan 2024 | DOJ | A Guam cryptocurrency broker was sentenced to 30 months for operating an unlicensed money transmitting business moving $5.5 million. | Sentence | $5.5m laundering |
| 23 Jan 2024 | DOJ | A Miami crypto exchanger pleaded guilty to running an unlicensed money transmitting business that exchanged over $5 million via LocalBitcoins. | Guilty plea | $5.0m laundering |